Tag Archives: Darrin B. Farrow

Rocky River Royal Alliance Broker Sells Away Smokey Marijuana Investments

June 30, 2016  |   Posted by :   |   Failure To Supervise, Investment and Regulatory News   |   0 Comments

Darrin B. Farrow, of Rocky River, Ohio, a registered representative with Royal Alliance Associates, Inc., was fined $25,000.00 and suspended for one year from associating with any Financial Industry Regulatory Authority (FINRA) member firm in any capacity after consenting to findings that he engaged in several unauthorized private securities transactions. Letter of Acceptance, Waiver and […]

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