Tag Archives: Daren F. Dorval

Legend Securities Stockbroker Named in Churning Claim

November 02, 2016  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Daren F. Dorval, of Staten Island, New York, a stockbroker with Legend Securities Inc., has been named in a pending customer initiated investment related arbitration claim on April 10, 2015, in which a customer requested $150,000.00 in damages based upon allegations against Dorval of making false statements to the customer concerning investments, failing to abide […]

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