Tag Archives: Danny S. Hood

SEC Bars LPL Financial Stockbroker For Fraud

November 21, 2017  |   Posted by :   |   Investment and Regulatory News, Variable Annuites   |   0 Comments

Danny S. Hood of Alpharetta, Georgia, a stockbroker formerly registered with LPL Financial LLC, has been barred from acting as an investment adviser or broker or associating with any investment advisories or brokerage firms in any capacity according to a Securities and Exchange Commission (SEC) Order containing findings that Hood effected unauthorized transactions in customer […]

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