Tag Archives: Daniel Simon Pikula

Newbridge Stockbroker Fined For Unauthorized Trading

March 07, 2018  |   Posted by :   |   Investment and Regulatory News, Unauthorized Trading   |   0 Comments

Daniel Simon Pikula of Boca Raton Florida is stockbroker formerly registered with Newbridge Securities Corporation and advisor currently registered with Money Manager Inc. who has been fined ten thousand dollars by Florida Office of Financial Regulation based upon consenting to findings that Pikula (1) violated a June 24 2015 registration agreement (2) effected trades on […]

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