Tag Archives: Daniel Paul Motherway

Wells Fargo Broker Fired For Unauthorized Trading

June 30, 2018  |   Posted by :   |   Investment and Regulatory News, Unauthorized Trading   |   0 Comments

Daniel Paul Motherway of Fairfield New Jersey a stockbroker formerly employed by Wells Fargo Advisors LLC has been terminated on November 6, 2015 based upon allegations that Motherway violated the firm’s policies by engaging in unauthorized trading. FINRA Public Disclosure additionally confirms that Motherway was subsequently registered with UBS Financial Services Inc. on November 6, […]

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