Tag Archives: Daniel M. Soliman

Traderfield Securities Sued By Investors For Fraud

February 16, 2021  |   Posted by :   |   Investment and Regulatory News, Securities Fraud   |   Comments Off on Traderfield Securities Sued By Investors For Fraud

Daniel M. Soliman of New York New York a stockbroker formerly registered with Traderfield Securities Inc. has been referenced in a customer initiated investment related FINRA securities arbitration claim where the customer requested $500,000.00 in damages supported by accusations that misrepresentations had been made to the Traderfield Securities customer and that they had been defrauded […]

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FINRA Bars J.P. Morgan Stockbroker In Investigation

Daniel M. Soliman of New York New York a stockbroker formerly employed by J.P. Morgan Securities has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by findings that Soliman failed to cooperate with a FINRA investigation into whether FINRA Rules and federal securities laws had been violated […]

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