Tag Archives: Daniel K. Kittner

Ameritas Stockbroker Fined By FINRA For Unauthorized Trading

October 22, 2018  |   Posted by :   |   Investment and Regulatory News, Unauthorized Trading   |   0 Comments

Daniel K. Kittner of Mesa Arizona a stockbroker formerly employed by Ameritas Investment Corp. has been has been fined $7,500.00 and suspended for two months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he exercised discretion in a customer’s account without having written authorization. […]

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Ameritas Stockbroker Terminated For Customer Compliant

Daniel K. Kittner of Mesa Arizona is a stockbroker formerly employed with Ameritas Investment Corp. who was terminated on November 1 2017 supported by accusations that he was subject of a customer initiated investment related complaint. Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that on December 28, 2005, a customer filed an investment related […]

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