Tag Archives: Daniel G. Dillard

Investors File Securities Arbitraton Claim Against Sagepoint For Breach Of Fiduciary Duty

December 22, 2020  |   Posted by :   |   Breach of Fiduciary Duty, FINRA Securities Arbitration, Investment and Regulatory News   |   Comments Off on Investors File Securities Arbitraton Claim Against Sagepoint For Breach Of Fiduciary Duty

Daniel G. Dillard of Austin Texas a stockbroker formerly registered with Sagepoint Financial Inc. is the subject of a customer initiated investment related arbitration claim in which the customer requested compensatory damages estimated to exceed $5,000.00 based upon allegations that a fiduciary duty was breached and that misrepresentations and omissions had been made by the […]

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