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SEC Charges Cetera Stockbroker With Fraud

January 26, 2018 | Posted by : Guiliano Law Group | Investment and Regulatory News, Non-traded REITs, Securities Arbitration Claims | 0 Comments

Daniel Benjamin Vazquez, Senior, of Irvine, California, a stockbroker formerly employed with Cetera Advisors LLC, and founder and chief executive officer of Hoplon Financial Group and New Economic Opportunities Fund I, LLC, has been charged by the Securities and Exchange Commission (SEC) in a Complaint alleging that he engaged in a fraudulent real estate offering. […]

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SEC Charges Cetera Stockbroker With Fraud

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