Tag Archives: Dana de Windt

Morgan Stanley Fined For Bond Fraud

Last August, Wall Street firm Morgan Stanley and one of its senior traders agreed to pay $6.1 million in fines and restitution to settle allegations that the investment bank overcharged brokerage customers on 2,800 purchases of $59 million of bonds. Dana de Windt, a Crucial Inside Source Regulators investigating the case had a crucial inside […]

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