Last August, Wall Street firm Morgan Stanley and one of its senior traders agreed to pay $6.1 million in fines and restitution to settle allegations that the investment bank overcharged brokerage customers on 2,800 purchases of $59 million of bonds. Dana de Windt, a Crucial Inside Source Regulators investigating the case had a crucial inside […]
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Morgan Stanley Fined For Bond Fraud
May 24, 2008 | Posted by : Guiliano Law Group | Bond Fraud, Investment and Regulatory News, Securities Arbitration Claims | 0 Comments