Tag Archives: Dana Bruce Vietor

Investors File Arbitration Claim Against CFD Investments For Fraud

August 15, 2021  |   Posted by :   |   Breach of Fiduciary Duty, FINRA Securities Arbitration, Investment and Regulatory News, Non-traded REITs, Selling Away and Outside Activities   |   Comments Off on Investors File Arbitration Claim Against CFD Investments For Fraud

Dana Bruce Vietor of Dallas Texas a stockbroker formerly registered with CFD Investments Inc. is the subject of a customer initiated investment related FINRA securities arbitration claim where the customer requested $108,667.00 in damages based upon allegations of fraud and a breach of contract between the customer and the securities broker dealer in regard to […]

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FIRNA Bars CFD Stockbroker For Selling Away

April 08, 2020  |   Posted by :   |   Promissory Notes, Selling Away and Outside Activities, Unregistered Securities   |   Comments Off on FIRNA Bars CFD Stockbroker For Selling Away

Dana Bruce Vietor of Dallas Texas a stockbroker formerly registered with CFD Investments Inc. has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon findings that Vietor sold unregistered securities away from his securities broker dealer employers including CFD Investments as well as Cape Securities and Oakbridge […]

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CFD Investments Sued By Investors For Fraud

Dana Bruce Vietor of Dallas Texas a stockbroker formerly registered with CFD Investments Inc. is the subject of a customer initiated investment related arbitration claim where the customer requested $75,000.00 in damages supported by allegations that (1) a contract was breached by the stockbroker or the securities broker dealer (2) fiduciary duties had been breached […]

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