Tag Archives: Dale Christian Russell Sr.

Merrill Lynch Stockbroker Barred In Investigation

July 29, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Dale Christian Russell Sr., of Portland, Oregon, a stockbroker formerly registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he failed to cooperate with an investigation into his alleged prohibited activities relating to […]

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