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FINRA Bars NPB Stockbroker For Fraudulent REIT Sales

November 04, 2020 | Posted by : Guiliano Law Group | Non-traded REITs, Securities Arbitration Claims, Securities Fraud, Unsuitable Investment Recommendations | Comments Off

Cynthia Diane Cowden (also known as Cynthia Case) of Lake Isabella California a stockbroker formerly registered with NPB Financial Group LLC has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon findings that Cowden made unsuitable investment recommendations to investors and failed to be forthcoming with FINRA […]

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FINRA Bars NPB Stockbroker For Fraudulent REIT Sales

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