Tag Archives: Cynthia Ann Perry

Merrill Lynch Stockbroker Sanctioned For Altering Documents

July 20, 2020  |   Posted by :   |   Forgery   |   Comments Off on Merrill Lynch Stockbroker Sanctioned For Altering Documents

Cynthia Ann Perry of Salisbury Maryland a stockbroker formerly associated with Merrill Lynch has been fined $5,000.00 and suspended for three months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by findings that she altered signed Merrill Lynch customer documents to create accounts and effect transactions. Letter of Acceptance […]

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