Tag Archives: CUSO Financial Services

CUSO Accused Of Improper Variable Annuity Contract

January 26, 2018  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Erin Olin Shanks, of Richardson, Texas, a stockbroker formerly employed with Cuso Financial Services, L.P., is the subject of a customer initiated investment related written complaint, which settled on June 2, 2017 for $24,731.97 in damages based upon allegations that the customer was issued a variable annuity that had been improperly structured, causing the customer […]

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Puerto Rican Bonds Land CUSO Financial Stockbroker In Fraud Lawsuit

September 28, 2016  |   Posted by :   |   Bond Fraud, Investment and Regulatory News, Structured Products   |   0 Comments

Felix A. Bartolomei, of Orlando, Florida, is subject to a pending customer dispute from June 16, 2016, in which the customer requested $50,000.00 in damages after alleging securities fraud, overconcentration of the customer’s investment account, and unsuitability of investments in connection with the customer’s purchase of closed-end funds and Puerto Rico bonds. FINRA Public Disclosure […]

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