Tag Archives: Curtis Stephen Ridlon

Waddell Reed Advisor Sanctioned For Misrepresentation

July 03, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Curtis Stephen Ridlon, of Bedford, New Hampshire, a registered representative formerly associated with Waddell & Reed, was fined of $3,235,000.00, and disgorged of $1,513,711.09 by The State of New Hampshire Bureau of Securities Regulation pursuant to an Order to Cease and Desist containing findings that he concocted a scheme to defraud investors via the assessment […]

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