Tag Archives: Curtis Roy Ile

FINRA Suspends Sigma Stockbroker For Unauthorized Trading

Curtis Roy Ile of Mt. Carmel Indiana a stockbroker formerly employed by Sigma Financial Corporation has been suspended for six months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon Ile’s consent to findings that (1) Ile exercised discretion in customer accounts without having written authorization from either the […]

Read More »