Tag Archives: CUNA Brokerage Services

Investors Accuse CUNA Of Failure To Follow Instructions

February 01, 2021  |   Posted by :   |   Failure to Execute, Investment and Regulatory News   |   Comments Off on Investors Accuse CUNA Of Failure To Follow Instructions

Todd Douglas Micciche of Portland Oregon a stockbroker formerly registered with Cuna Brokerage Services Inc. is referenced in a customer initiated investment related written complaint on October 5, 2020 where the customer requested $20,000.00 in damages supported by allegations that Micciche failed to respond to the customer’s requests of liquidating a mutual fund account at […]

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FINRA Bars CUNA Stockbroker In Investigation

Stacy Elizabeth Cheney-Jamison of Boca Raton Florida a stockbroker formerly registered with CUNA Brokerage Services Inc. has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that she failed to provide documentation and information to FINRA in an investigation into allegations of Cheney-Jamison selling […]

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