Tag Archives: CSSC Brokerage Services Inc

FINRA Bars CSSC Chief Executive Officer For Fraud

January 06, 2019  |   Posted by :   |   Investment and Regulatory News, Private Placement Fraud   |   0 Comments

CSSC Brokerage Services Inc. a brokerage firm headquartered in Troy Michigan has been fined $120,000.00 and suspended by Financial Industry Regulatory Authority (FINRA) for one year from engaging in private securities offerings, and Eric S. Smith (chief executive officer and owner of CSSC) has been barred from associating with any FINRA member in any capacity […]

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CSSC Brokerage President Fined For Failure To Supervise

June 25, 2018  |   Posted by :   |   Failure To Supervise, Investment and Regulatory News   |   0 Comments

Alexander Lloyd Martin of Troy Michigan a stockbroker and former president of CSSC Brokerage Services Inc. has been fined $10,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon Martin consenting to findings that he failed to supervise a registered representative who made unsuitable investment recommendations in […]

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