CSSC Brokerage Services Inc. a brokerage firm headquartered in Troy Michigan has been fined $120,000.00 and suspended by Financial Industry Regulatory Authority (FINRA) for one year from engaging in private securities offerings, and Eric S. Smith (chief executive officer and owner of CSSC) has been barred from associating with any FINRA member in any capacity […]
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Tag Archives: CSSC Brokerage Services Inc
FINRA Bars CSSC Chief Executive Officer For Fraud
January 06, 2019 | Posted by : Guiliano Law Group | Investment and Regulatory News, Private Placement Fraud | 0 Comments
CSSC Brokerage President Fined For Failure To Supervise
June 25, 2018 | Posted by : Guiliano Law Group | Failure To Supervise, Investment and Regulatory News | 0 Comments
Alexander Lloyd Martin of Troy Michigan a stockbroker and former president of CSSC Brokerage Services Inc. has been fined $10,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon Martin consenting to findings that he failed to supervise a registered representative who made unsuitable investment recommendations in […]
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