Tag Archives: Crescent Securities Group Inc.

Lowell Company Sued By Investors For Defective ETF Investments

William Hamilton Lowell (also known as Bill Lowell) of Dallas Texas a stockbroker currently registered with Lowell Company Inc. and Crescent Securities Group Inc. is referenced in a customer initiated investment related arbitration claim in which the customer sought $500,000.00 in damages founded on accusations that exchange traded fund transactions executed by the stockbroker were […]

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Crescent Broker Fined For Outside Business Activities

Stephen Johnathan Hoshimi of Dallas Texas a direct participation programs representative for Crescent Securities Group Inc. has been fined $5,000.00 and suspended for three months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by consenting to findings that he engaged in outside business activities that were not timely disclosed […]

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Deutsche Bank Fires Stockbroker Over Suitability Policy

April 05, 2018  |   Posted by :   |   Bond Fraud, Investment and Regulatory News   |   0 Comments

Kurt Wesley Haney of Dallas Texas is a stockbroker formerly registered with Deutsche Bank Securities Inc. who has been terminated on April 21, 2016 based upon allegations that he failed to conform to the firm’s policies concerning the suitability of investments for the firm’s customers. Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that on […]

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