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Craig Scott Capital Principals Charged with Fraud

January 05, 2016 | Posted by : Guiliano Law Group | Churning, Excessive Trading, Failure To Supervise, FINRA Securities Arbitration, Investment and Regulatory News | 0 Comments

Craig Scott Capital, LLC, headquartered in Uniondale, New York, along with owners Craig Scott Taddonio and Brent Morgan Porges, were charged by Financial Industry Regulatory Authority (FINRA) Department of Enforcement in a Complaint alleging that the firm and its owners had engaged in excessive and unsuitable trading, fraudulent churning, and other supervisory failures. Department of […]

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Craig Scott Capital Principals Charged with Fraud

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