Tag Archives: Craig Gould

FINRA Investigates Cabot Lodge For Failure To Supervise

March 15, 2019  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Craig Michael Gould of New York New York a stockbroker and supervisor currently associated with Cabot Lodge Securities LLC is the subject of a Financial Industry Regulatory Authority (FINRA) investigation into allegations that Gould, inter alia: (1) possibly neglected to supervise disclosures pertaining to the compensation paid on real estate investment trust products offered to […]

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