Cory David Bataan of Melville New York a stockbroker formerly registered with Aegis Capital Corp is the subject of a customer initiated investment related arbitration claim where the customer requested $200,000.00 in damages based upon accusations that trades were effected in the customer’s account on an excessive and unsuitable basis by Bataan during the time […]
Read More »
Tag Archives: Cory David Bataan
Investors File FINRA Securities Arbitration Claim Aegis For Excessive Trading
December 07, 2020 | Posted by : Guiliano Law Group | Boilerroom Sales, Churning, Excessive Trading, FINRA Securities Arbitration, Investment and Regulatory News | Comments Off on Investors File FINRA Securities Arbitration Claim Aegis For Excessive Trading
Aegis Capital Named In Customer Securities Arbitration
January 19, 2017 | Posted by : Guiliano Law Group | Investment and Regulatory News, Securities Arbitration Claims, Unsuitable Investment Recommendations | 0 Comments
Cory David Bataan, of Melville, New York, a stockbroker currently registered with Aegis Capital Corp., has been named in a customer initiated investment related arbitration claim, which settled on August 25, 2015 for $25,000.00 in damages based upon allegations that Bataan made unsuitable investment recommendations concerning over-the-counter equities and generated commissions and fees which were […]
Read More »