Tag Archives: CoreCap Investments

Corecap Investments Sued By Customer For Fraud

January 26, 2018  |   Posted by :   |   Bond Fraud, Investment and Regulatory News   |   0 Comments

Wayne Thomas Boucher, of Southfield, Michigan, a stockbroker formerly registered with Corecap Investments, Inc., is the subject of a customer initiated investment related arbitration claim, in which the customer requested $750,000.00 in damages supported by accusations that risky and unsuitable corporate bond purchases were executed in the customer’s account, and the customer was defrauded in […]

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Corecap Investments Stockbroker Barred By FINRA

Ernest Julius Romer III, of Sterling Heights, Michigan, a stockbroker formerly registered with Corecap Investments, has now been charged by the United States Securities & Exchange Commission with the theft of approximately $2.7 million from his customers.  In the Matter of ERNEST J. ROMER, III, ADMINISTRATIVE PROCEEDING File No. 3-19006 (Feb. 22, 2019) According to […]

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CoreCap Michigan Broker Charged With Stealing Million

Ernest J. Romer of Sterling Heights, Michigan, whom until very recently was associated with CoreCap Investments,  located in South Field Michigan, was charged with embezzlement. According to the Complaint, Michigan Investigators believe Romer’s transactions were part of a larger “pattern of felonious financial maneuvers involving a field of investors, with as many as 20 additional […]

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