Tag Archives: COR Clearing LLC

COR Clearing Stockbroker Suspended For Failure To Pay Award

Christopher Michael Cervino (Christopher Michael Smith) a stockbroker formerly registered with Prime Capital LLC and COR Clearing LLC has been suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by accusations that Cervino neglected to pay a customer $595,000.00 compensatory damages and $250,000.00 in punitive damages as provided in […]

Read More »

COR Clearing Services Names in Customer Fraud Arbitration

Christopher Cervino, of Edison, New Jersey, a stockbroker with COR Clearing LLC, is subject to a pending customer dispute in which a customer has requested $778,119.00 in damages in connection with allegations against Cervino of perpetrating a fraud involving the sale of valueless securities to customers. FINRA Public Disclosure records reveal that Cervino is also […]

Read More »

COR Clearing LLC Customer Brings Arbitration Claim Against Broker

Rafael Santiago, of Edison, New Jersey, a stockbroker with COR Clearing, LLC,  has been named in a  customer dispute where the customer has requested $778,119.00 in damages based upon the allegations that Santiago made recommendations to purchase securities that were valueless and engaged in a scheme to defraud the investor. According to FINRA BrokerCheck, Santiago […]

Read More »