Tag Archives: Comprehensive Asset Management and Servicing Inc.

Investors Sue CAMAS For Sale Of Unregistered Securities

March 26, 2020  |   Posted by :   |   Breach of Fiduciary Duty, Securities Arbitration Claims, Securities Fraud, Selling Away and Outside Activities, Unregistered Securities   |   Comments Off on Investors Sue CAMAS For Sale Of Unregistered Securities

Tamara Rae Steele (also known as Tammie Steele) of Pendleton Indiana a stockbroker formerly registered with APW Capital Inc. (now known as Comprehensive Asset Management and Servicing Inc.) has been referenced in a customer initiated investment related arbitration claim in which the customer requested $353,500.00 in damages supported by allegations that the customer was sold […]

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SEC Charges Comprehensive Asset Management Stockbroker With Fraud

Tamara Rae Steele of Pendleton Indiana a stockbroker formerly employed by Comprehensive Asset Management and Servicing (now known as APW Capital Inc.) and Chief Operating Officer of Steele Financial has been charged by Securities and Exchange Commission (SEC) in a Complaint alleging that Steele and Steele Financial made fraudulent investment recommendations to investors. Civil Action […]

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Comprehensive Asset Management Terminates Stockbroker

September 12, 2018  |   Posted by :   |   Investment and Regulatory News, Securities Arbitration Claims   |   0 Comments

Gregory Scott Young of Columbia South Carolina a stockbroker formerly registered with Comprehensive Asset Management and Servicing Inc. has been terminated from the firm on October 10, 2017 founded on accusations that Young violated Financial Industry Regulatory Authority (FINRA) rules and the firm’s policy by failing to inform the firm about being named in a […]

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Comprehensive Asset Mgmt Fires Broker For Selling Away

Tamara Rae Steele of Pendleton Indiana is a stockbroker formerly registered with Comprehensive Asset Management and Servicing Inc. who has been fired on June 13 2017 based upon accusations that she engaged in private securities transactions that involved several of the firm’s customers even though Steele never gained the firm’s authorization to engage in those […]

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