Kimberly Springsteen-Abbott, of Holiday, Florida, the chairman and chief executive officer of Commonwealth entities, including Commonwealth Funds, was fined $100,000.00 and barred from associating with any Financial Industry Regulatory Authority (FINRA) member firm in any capacity in connection with a FINRA National Adjudicatory Council Decision which affirmed findings that Springsteen-Abbott misappropriated investor funds. Department of […]
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Tag Archives: Commonwealth Income and Growth Funds Inc.
Commonwealth Funds CEO Barred For Misappropriation
September 09, 2016 | Posted by : Guiliano Law Group | Misappropriation of Funds, Mutual Fund Fraud, Stockbroker Theft | 0 Comments