Tag Archives: Colin Edward Hammer

Morgan Stanley Broker Fined For Unauthorized Trading

January 26, 2018  |   Posted by :   |   Investment and Regulatory News, Unauthorized Trading   |   0 Comments

Colin Edward Hammer, of Akron, Ohio, a stockbroker registered with Morgan Stanley, has been fined $2,500.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity by consenting to findings that he placed unauthorized trades in customer accounts. Letter of Acceptance, Waiver and Consent, No. 2016051154701 (Jan. 22, 2018). According […]

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Morgan Stanley Sued For Suitability

September 15, 2017  |   Posted by :   |   Unsuitable Investment Recommendations   |   0 Comments

Colin Edward Hammer, of Akron, Ohio, a stockbroker currently registered with Morgan Stanley, is the subject of a customer initiated investment related arbitration claim on July 27, 2016, where the customer requested $1,400,000.00 in damages based upon allegations that between 2010 and 2016, Hammer engaged in several sales practice violations including the failure to effect […]

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