Tag Archives: Coleman Joseph Devlin

Stifel Nicolaus Sued By Investors For Fraud

April 08, 2020  |   Posted by :   |   Breach of Fiduciary Duty, Securities Arbitration Claims, Securities Fraud   |   Comments Off on Stifel Nicolaus Sued By Investors For Fraud

Coleman Joseph Devlin of Baltimore Maryland a stockbroker registered with Stifel Nicolaus Co. Inc. is referenced in a customer initiated investment related arbitration claim in which the customer requested $11,500,000.00 in damages supported by allegations of the customer being defrauded and incurring losses because of investments including options and over-the-counter equities sold by Devlin during […]

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Stifel Nicolaus Sued By Customer For Fraud

February 19, 2018  |   Posted by :   |   Investment and Regulatory News, Unauthorized Trading   |   0 Comments

Coleman Joseph Devlin is a stockbroker formerly registered with Stifel Nicolaus who is the subject of a customer initiated investment related arbitration claim where the customer requested three hundred thousand dollars in damages based upon accusations of (1) violations of Maryland Securities Act (2) breach of fiduciary duty (3) breach of contract (4) common law […]

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Stifel Nicolaus Fires Broker For Unauthorized Trading

September 14, 2017  |   Posted by :   |   Unauthorized Trading   |   0 Comments

Coleman Joseph Devlin, of Baltimore, Maryland, a stockbroker formerly registered with Stifel, Nicolaus & Company Incorporated, was fired on June 28, 2016, based upon allegations that he effected unauthorized trades in customer’s investment accounts. This is not the first time that Devlin has been fired for committing misconduct while associated with a broker. Financial Industry […]

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