Tag Archives: Clinger & Co. Inc.

FINRA Bars Stockbroker In Outside Business Activites Inquiry

May 12, 2020  |   Posted by :   |   Selling Away and Outside Activities   |   Comments Off on FINRA Bars Stockbroker In Outside Business Activites Inquiry

Jonathan Scot Zwickel of Houston Texas a stockbroker formerly registered with Clinger Co. Inc. has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon findings that Zwickel failed to cooperate with FINRA during the course of an investigation into allegations of the stockbroker’s undisclosed outside business activities. […]

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