Tag Archives: Clifford Dexter Marks

NYLife Terminates Broker In Investigation

April 08, 2018  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Clifford Dexter Marks is a former registered representative of NYLife Securities LLC who has been terminated on June 17, 2016 amid an internal investigation into allegations of Marks placing transactions in customer accounts that were not suitable and executing an unapproved customer loan transaction and withdrawal from a customer’s account. Financial Industry Regulatory Authority (FINRA) […]

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