Tag Archives: Clare Marie Cail

Morgan Stanley Stockbroker Sanctioned For Falsifying Documents

April 18, 2020  |   Posted by :   |   Forgery, Investment and Regulatory News   |   Comments Off on Morgan Stanley Stockbroker Sanctioned For Falsifying Documents

Clare Marie Cail (also known as Clare Marie McGovern) of Manchester New Hampshire a stockbroker formerly registered with Morgan Stanley has been fined $5,000.00 and suspended for three months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by findings that she altered customer account documentation. Letter of Acceptance Waiver […]

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