Tag Archives: Citizens Investment Services Corp.

Citizens Securities Accused By Investors Of Non-Disclosures

May 12, 2020  |   Posted by :   |   Investment and Regulatory News   |   Comments Off on Citizens Securities Accused By Investors Of Non-Disclosures

Elizabeth Ann Thompson (also known as Beth Thompson and as Liz Thompson) of Gloucester Massachusetts a stockbroker formerly employed by Citizens Securities Inc. has been identified in a customer initiated investment related complaint on March 5, 2019 where the customer sought $53,000.00 in damages founded on accusations of omissions by Thompson relating to the customer’s […]

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Investacorp Stockbroker Barred By Regulator

Warren Marc Rockmacher, of Trumbull, Connecticut, a stockbroker formerly registered with Investacorp, Inc., has been permanently barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon allegations that he failed to cooperate in a FINRA investigation by declining to provide FINRA with information requested of him. Case No. 2015044980801 […]

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