Tag Archives: Christopher Vetrano

Chelsea Financial Sanctioned For Failure To Supervise

December 13, 2019  |   Posted by :   |   Failure To Supervise, Investment and Regulatory News   |   0 Comments

Chelsea Financial Services a securities broker dealer headquartered in Staten Island New York, and Christopher Vetrano (a stockbroker and supervisor employed by Chelsea Financial Services), have been censured by Financial Industry Regulatory Authority (FINRA) based upon findings that (1) Chelsea Financial neglected to create and implement an adequate supervision system to protect against unsuitable and […]

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