Tag Archives: Christopher S. Scott

Geneos Wealth Management Broker Suspended for Borrowing Customer Funds

November 25, 2015  |   Posted by :   |   Customer Loans, Investment and Regulatory News   |   0 Comments

Christopher S. Scott of Colorado Springs, Colorado, a registered representative with Geneos Wealth Management, Inc., was suspended from associating with any Financial Industry Regulatory Authority (FINRA) member firm and fined $5,000 after consenting to findings that he borrowed money without permission or notice to his employer. Letter of Acceptance, Waiver and Consent, No. 2015044007101 (Nov. […]

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