Tag Archives: Christopher Mitchell Meyers

UBS Stockbroker Discharged For Unauthorized Trading

May 17, 2018  |   Posted by :   |   Investment and Regulatory News, Unauthorized Trading   |   0 Comments

Christopher Mitchell Meyers of Plano Texas a stockbroker registered with UBS Financial Services Inc. has been terminated by the firm on August 10, 2016 founded on allegations that he (1) improperly corresponded with customer concerning tax matters (2) effected unauthorized trades in a customer’s account (3) exercised discretion in two investment accounts that were not […]

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