Tag Archives: Christopher Hanley Russell

LPL Financial Stockbroker Caught Selling Away

July 29, 2017  |   Posted by :   |   Selling Away and Outside Activities   |   0 Comments

Christopher Hanley Russell, of Huntsville, Alabama, a stockbroker formerly registered with LPL Financial LLC, has been fined $5,000.00 and suspended for three months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he sold away from the firm. Letter of Acceptance, Waiver and Consent, No. […]

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