Christopher Frederic Veale (also known as Chris Veale) of New York New York a stockbroker formerly registered with Legend Securities Inc. is referenced in a customer initiated investment related arbitration claim where the customer sought $150,000.00 in compensatory and punitive damages supported by accusations that (1) Veale churned the customer’s investment account (2) Veale charged […]
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Tag Archives: Christopher Frederic Veale
Investors Sue Legend Securities For Churning
June 11, 2019 | Posted by : Guiliano Law Group | Boilerroom Sales, Churning, Excessive Trading, Investment and Regulatory News, Securities Arbitration Claims | 0 Comments