Christopher Allan Swan of Irving Texas a stockbroker formerly registered with BBT Securities LLC is the subject of a customer initiated investment related civil action brought in the District Court of Dallas County Texas in which the customer requested $23,000.00 in damages based upon allegations that 529 accounts and other custodial accounts had been set […]
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Tag Archives: Christopher Allan Swan
Investors Sue BBT Securities For Unauthorized Transactions
August 27, 2020 | Posted by : Guiliano Law Group | Unauthorized Trading | Comments Off on Investors Sue BBT Securities For Unauthorized Transactions
Investors Accuse Merrill Lynch Of Failure To Execute
December 13, 2019 | Posted by : Guiliano Law Group | Failure to Execute, Investment and Regulatory News | 0 Comments
Christopher Allan Swan of Marble Falls Texas a stockbroker formerly registered with Merrill Lynch Pierce Fenner Smith Incorporated is the subject of a customer initiated investment related complaint on July 30, 2019 where the customer requested $16,571.62 in damages founded on allegations that the customer’s investment instructions failed to be followed as it pertained to […]
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