Tag Archives: Christopher Allan Swan

Investors Sue BBT Securities For Unauthorized Transactions

August 27, 2020  |   Posted by :   |   Unauthorized Trading   |   Comments Off on Investors Sue BBT Securities For Unauthorized Transactions

Christopher Allan Swan of Irving Texas a stockbroker formerly registered with BBT Securities LLC is the subject of a customer initiated investment related civil action brought in the District Court of Dallas County Texas in which the customer requested $23,000.00 in damages based upon allegations that 529 accounts and other custodial accounts had been set […]

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Investors Accuse Merrill Lynch Of Failure To Execute

December 13, 2019  |   Posted by :   |   Failure to Execute, Investment and Regulatory News   |   0 Comments

Christopher Allan Swan of Marble Falls Texas a stockbroker formerly registered with Merrill Lynch Pierce Fenner Smith Incorporated is the subject of a customer initiated investment related complaint on July 30, 2019 where the customer requested $16,571.62 in damages founded on allegations that the customer’s investment instructions failed to be followed as it pertained to […]

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