Tag Archives: Charter One Investment Services

BBVA Securities Accused Of Overcharging Investors

November 03, 2018  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Anna Huiping Li of Tucson Arizona a stockbroker currently employed by BBVA Securities Inc. is the subject of a customer initiated investment related complaint which was settled on January 3, 2018 to resolve accusations that Li omitted information regarding the charges or fees pertaining to certificate of deposit investments purchased by the customer. FINRA Public […]

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