Tag Archives: Charles Matthew Wernig III

Kestra Stockbroker Barred In Forgery Investigation

August 27, 2020  |   Posted by :   |   Forgery   |   Comments Off on Kestra Stockbroker Barred In Forgery Investigation

Charles Matthew Wernig III (also known as Chip Wernig) a stockbroker formerly registered with Kestra Investment Services LLC has been barred on August 5, 2019 from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon allegations that Wernig neglected to provide a response to FINRA after a request for his […]

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