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FINRA Suspends Morgan Stanley Broker For Unsuitable Investments

Charles Matthew Anderson, of Doylestown, Pennsylvania, a stockbroker registered with Morgan Stanley, has been fined $5,000.00 and suspended for four months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity by consenting to findings that he traded unit investment trusts in customer accounts that were not suitable for customers. Letter of […]

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FINRA Suspends Morgan Stanley Broker For Unsuitable Investments

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