Charles Jonathan Evan of Wellesley Massachusetts a stockbroker formerly registered with MSI Financial Services is referenced in a customer initiated investment related written complaint on February 11, 2021, in which the customer requested compensatory damages founded upon accusations of unsuitable recommendations by Evan relating to life insurance and annuity products that were sold by Evan…
Charles Jonathan Evan of Wellesley Massachusetts a stockbroker formerly registered with New England Securities and MML Investors Services is the subject of a customer initiated investment related written complaint on September 4, 2020 in which the customer requested unspecified damages supported by allegations that the customer had been provided with misrepresented information in regards to…
Charles Jonathan Evan of Wellesley Massachusetts a stockbroker formerly registered with MML investors Services LLC has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he failed to comply with requests made by FINRA during the time that the regulator investigated him for…