Tag Archives: Charles Jonathan Evan

New England Securities Accused Of Annuity Fraud

December 22, 2020  |   Posted by :   |   Forgery, Investment and Regulatory News, Variable Annuites   |   Comments Off on New England Securities Accused Of Annuity Fraud

Charles Jonathan Evan of Wellesley Massachusetts a stockbroker formerly registered with New England Securities and MML Investors Services is the subject of a customer initiated investment related written complaint on September 4, 2020 in which the customer requested unspecified damages supported by allegations that the customer had been provided with misrepresented information in regards to […]

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FINRA Bars MML Stockbroker In Investigation

February 03, 2020  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Charles Jonathan Evan of Wellesley Massachusetts a stockbroker formerly registered with MML investors Services LLC has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he failed to comply with requests made by FINRA during the time that the regulator investigated him for […]

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