Tag Archives: Charles Henry Postel

Stifel Stockbroker Sanctioned For Unauthorized Trading

April 08, 2020  |   Posted by :   |   FINRA Securities Arbitration, Unauthorized Trading   |   Comments Off on Stifel Stockbroker Sanctioned For Unauthorized Trading

Charles Henry Postel (also known as Chuck Postel) of Westlake Ohio a stockbroker formerly registered with Stifel Nicolaus Company Incorporated has been fined $5,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon findings that the stockbroker effected unauthorized transactions in customer accounts. Letter of Acceptance Waiver […]

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