Tag Archives: Charles Ehnot

LM Kohn And Company Named In Customer Arbitration Claim

November 18, 2016  |   Posted by :   |   Failure To Supervise, Investment and Regulatory News   |   0 Comments

Charles EhnotĀ of Dunmore, Pennsylvania, a stockbroker currently registered with LM Kohn & Company, settled a customer initiated investment related arbitration based upon allegations that LM Kohn & Company failed to supervise Ehnot. FINRA Public Disclosure reveals that Ehnot has been subject to an additional twenty-eight disclosure incidents. Particularly, on December 23, 1992, a customer initiated […]

Read More »