Charles Caleb Fackrell of Yadkinville North Carolina a stockbroker formerly employed by LPL Financial LLC is the subject of a customer initiated investment related arbitration claim in which the customer sought compensatory damages founded on accusations that (1) penny stock and equities trades were placed in the customer’s account by Fackrell even though Fackrell lacked […]
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Tag Archives: Charles Caleb Fackrell
Investors Sue LPL Financial For Unauthorized Trading
June 09, 2019 | Posted by : Guiliano Law Group | Failure To Supervise, Investment and Regulatory News, Microcap and Penny Stock Fraud, Misappropriation of Funds, Securities Arbitration Claims, Stockbroker Theft, Unsuitable Investment Recommendations | 0 Comments