Tag Archives: Charles Bernard Lynch Jr.

Investors Accuse Wells Fargo Of Unsuitable Investment Advice

April 18, 2020  |   Posted by :   |   Investment and Regulatory News, Over Concentration, Securities Arbitration Claims   |   Comments Off on Investors Accuse Wells Fargo Of Unsuitable Investment Advice

Charles Bernard Lynch Jr. (also known as Charlie Bernard Lynch) of Irvine California a stockbroker formerly employed by Wells Fargo Advisors LLC (now known as Wells Fargo Clearing Services LLC) has been identified in a customer initiated investment related complaint which was resolved on January 18, 2019 for $50,000.00 in damages founded on accusations that […]

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FINRA Bars Wells Fargo Stockbroker For Suitability

Charles Bernard Lynch Jr. of Irvine, California, a stockbroker registered with Wells Fargo Advisors, LLC, has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity by consenting to findings that he made unsuitable investment recommendations to customers. Letter of Acceptance, Waiver and Consent, No. 2015045713301 (Dec. 11, 2017). According […]

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Customer Sues Wells Fargo For Suitability

October 16, 2017  |   Posted by :   |   Unauthorized Trading, Unsuitable Investment Recommendations   |   0 Comments

Charles Bernard Lynch Jr., of Irvine California, a stockbroker formerly registered with Wells Fargo Advisors, LLC, is the subject of a customer initiated investment related arbitration claim on September 18, 2017, in which the customer requested $200,000.00 in damages based on allegations that Lynch effected unsuitable transactions in the customer’s account, over-concentrating the customer’s portfolio […]

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