Tag Archives: Charles Anderson Cumber

US Bancorp Broker Fined For Outside Business Activities

October 16, 2017  |   Posted by :   |   Variable Annuites   |   0 Comments

Charles Anderson Cumber Jr., of Albuquerque, New Mexico, a stockbroker formerly registered with U.S. Bancorp Investments, Inc., was fined $7,500.00 and suspended for four months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity by consenting to findings that he engaged in unapproved outside business activities involving insurance and equity-indexed annuities. […]

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