Tag Archives: Chardan Capital Markets

FINRA Bars Chardan Capital Stockbroker For Fraud

January 26, 2018  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

James Stewart Meagher, of New York, New York, a stockbroker formerly employed with Chardan Capital Markets, LLC, has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity according to an Office of Hearing Officers Default Decision containing findings that Meagher engaged in manipulative and fraudulent trading, misappropriated funds of […]

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