Tag Archives: Chapin David Investments

Chapin Davis Stockbroker Terminated For Misconduct

January 19, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Charles Louis Laubach, of Baltimore, Maryland, a stockbroker formerly registered with Chapin David Investments, has been terminated from employment on March 18, 2016, based upon allegations that he did not follow his firm’s supervisory protocols and mismarked investment transaction tickets. This is not the first time that Laubach has been terminated by a brokerage firm […]

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